| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RIME Capital Limited | Rep | Advising on securities | 2025-06-20 | - |
| Rep | Dealing in securities | 2025-06-20 | - | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2024-11-20 | 2025-05-21 |
| Fortune Asset Management Limited (HK) | Rep | Advising on securities | 2024-11-20 | 2025-05-21 |
| Lion Global Financial Limited | Rep | Advising on securities | 2024-07-05 | 2024-10-01 |
| Rep | Dealing in securities | 2024-07-05 | 2024-10-01 | |
| Zhong Ou Asset Management International Limited | Rep | Advising on securities | 2023-09-29 | 2024-04-21 |
| Rep | Dealing in securities | 2023-09-29 | 2024-04-21 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-01-27 | 2023-09-11 |
No HKMA registrations in the collected records.