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Rathi, Sriraam Hong Kong SFC License Details (ID 27758725)
Rathi, Sriraam
SFC ID:
BSE726
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2022-02-09
2023-09-01