Personnel Hong Kong SFC License Details (ID 27759615)

Personnel Hong Kong SFC License Details (ID 27759615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2026-07-24	-
	Rep	Dealing in futures contracts	2026-07-24	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-07-24	-
	Rep	Dealing in securities	2026-07-24	-
Finloop Finance Limited	Rep	Advising on securities	2025-02-27	2026-06-26
	Rep	Asset management	2025-02-27	2026-06-26
	Rep	Dealing in securities	2025-02-27	2026-06-26
Saxo Capital Markets HK Limited	Rep	Advising on securities	2023-11-14	2024-12-20
	Rep	Asset management	2023-11-14	2024-12-20
	Rep	Dealing in futures contracts	2023-11-14	2024-12-20
	Rep	Dealing in securities	2023-11-14	2024-12-20
	Rep	Leveraged foreign exchange trading	2023-11-14	2024-12-20
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-02-14	2023-10-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-02-14	2023-10-14
	Rep	Dealing in securities	2022-02-14	2023-10-14