Personnel SFC Licences and HKMA Registrations (ID 27888478)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2024-11-06	-
	Rep	Advising on corporate finance	2024-10-28	-
	Rep	Dealing in securities	2024-10-28	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2022-02-21	2024-07-16
	Rep	Dealing in securities	2022-02-21	2024-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.