| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-11-10 | - |
| Rep | Dealing in securities | 2023-11-10 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2023-11-10 | - |
| Rep | Dealing in futures contracts | 2023-11-10 | - | |
| Rep | Dealing in securities | 2023-11-10 | - | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2023-02-21 | 2023-10-25 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-02-25 | 2023-10-22 |
| Rep | Dealing in securities | 2022-02-25 | 2023-10-22 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2022-02-25 | 2023-10-22 |
No HKMA registrations in the collected records.