Personnel SFC Licences and HKMA Registrations (ID 27920234)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Advising on securities	2023-09-25	-
	Rep	Dealing in securities	2023-09-25	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2022-02-28	2023-05-25
	Rep	Dealing in securities	2022-02-28	2023-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.