Personnel SFC Licences and HKMA Registrations (ID 27932707)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2024-11-18	-
	Rep	Dealing in securities	2024-11-18	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2022-03-02	2023-05-24
	Rep	Dealing in securities	2022-03-02	2023-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.