Personnel SFC Licences and HKMA Registrations (ID 27944375)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	Rep	Dealing in securities	2024-07-12	-
Aden Financial Group Limited	Rep	Asset management	2023-08-22	2024-06-19
	Rep	Advising on securities	2023-07-10	2024-06-19
	Rep	Dealing in securities	2023-07-10	2024-06-19
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2022-03-04	2023-04-27
	Rep	Dealing in securities	2022-03-04	2023-04-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.