Personnel SFC Licences and HKMA Registrations (ID 27962027)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Risen Family Office Limited	RO	Advising on securities	2024-06-03	-
	RO	Asset management	2024-06-03	-
	RO	Dealing in securities	2024-06-03	-
	Rep	Dealing in securities	2024-03-13	2024-06-03
	Rep	Advising on securities	2022-03-08	2024-06-03
	Rep	Asset management	2022-03-08	2024-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.