Personnel SFC Licences and HKMA Registrations (ID 27981136)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	RO	Dealing in securities	2026-09-30	-
	Rep	Dealing in securities	2023-01-20	2026-09-30
	RO	Advising on securities	2022-08-19	-
	RO	Asset management	2022-08-19	-
	Rep	Advising on securities	2022-03-11	2022-08-19
	Rep	Asset management	2022-03-11	2022-08-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.