Personnel SFC Licences and HKMA Registrations (ID 28027128)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-09-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-09-02	-
	Rep	Dealing in futures contracts	2024-09-02	-
	Rep	Dealing in securities	2024-09-02	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-03-21	2024-05-07
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2022-03-21	2024-05-07
	Rep	Dealing in securities	2022-03-21	2024-05-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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