Personnel Hong Kong SFC License Details (ID 28059675)

Personnel Hong Kong SFC License Details (ID 28059675)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Advising on securities	2024-10-07	2025-02-06
	Rep	Dealing in futures contracts	2024-10-07	2025-02-06
	Rep	Dealing in securities	2024-10-07	2025-02-06
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-06-26	2024-08-12
	Rep	Dealing in securities	2024-06-26	2024-08-12
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-03-28	2024-05-17
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2022-03-28	2024-05-17