Personnel Hong Kong SFC License Details (ID 28109470)

Personnel Hong Kong SFC License Details (ID 28109470)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	Rep	Advising on securities	2024-11-27	2024-11-27
	Rep	Asset management	2024-11-27	2024-11-27
	Rep	Dealing in securities	2024-11-27	2024-11-27
	RO	Advising on securities	2024-11-27	2025-06-02
	RO	Asset management	2024-11-27	2025-06-02
	RO	Dealing in securities	2024-11-27	2025-06-02
Hong Kong Top Grade Asset Management Company Limited	RO	Advising on securities	2022-04-06	2023-08-09
	RO	Asset management	2022-04-06	2023-08-09
	RO	Dealing in securities	2022-04-06	2023-08-09