Shen, Xu (SFC:BSG573) 沈旭

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2025-11-19	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-04-06	2024-01-12
	Rep	Asset management	2022-04-06	2024-01-12
	Rep	Dealing in securities	2022-04-06	2024-01-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2025-11-19	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-04-06	2024-01-12
	Rep	Asset management	2022-04-06	2024-01-12
	Rep	Dealing in securities	2022-04-06	2024-01-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.