Personnel Hong Kong SFC License Details (ID 28109665)

Personnel Hong Kong SFC License Details (ID 28109665)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-04-07	-
	Rep	Asset management	2025-04-07	-
	Rep	Dealing in securities	2025-04-07	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-04-07	-
	Rep	Asset management	2025-04-07	-
	Rep	Dealing in securities	2025-04-07	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-03-03	2025-03-03
	Rep	Asset management	2025-03-03	2025-03-03
	Rep	Dealing in securities	2025-03-03	2025-03-03
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-03-03	2025-03-03
	Rep	Asset management	2025-03-03	2025-03-03
	Rep	Dealing in securities	2025-03-03	2025-03-03
CMB International Securities Limited	Rep	Advising on securities	2023-02-03	2025-01-07
	Rep	Dealing in securities	2023-02-03	2025-01-07
MVision Private Equity Advisers Asia Limited	Rep	Advising on securities	2022-04-06	2022-10-21
	Rep	Dealing in securities	2022-04-06	2022-10-21