Xu, Yi (SFC:BSF662) 徐奕 SFC Licences and HKMA Registrations (ID 28135689)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Orient International Asset Management Limited	RO	Advising on securities	2022-11-02	-
	RO	Asset management	2022-11-02	-
	Rep	Advising on securities	2022-04-12	2022-11-02
	Rep	Asset management	2022-04-12	2022-11-02
	Rep	Dealing in securities	2022-04-12	2026-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.