Personnel Hong Kong SFC License Details (ID 28135778)

Personnel Hong Kong SFC License Details (ID 28135778)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2026-09-15	-
	Rep	Dealing in futures contracts	2026-09-15	-
	RO	Asset management	2026-03-13	-
	RO	Advising on futures contracts	2026-03-13	2026-09-15
	RO	Dealing in futures contracts	2026-03-13	2026-09-15
	RO	Advising on securities	2025-10-09	-
	RO	Dealing in securities	2025-10-09	-
	Rep	Asset management	2022-04-12	2024-04-15
	Rep	Advising on securities	2022-04-12	2025-10-09
	Rep	Dealing in securities	2022-04-12	2025-10-09