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Personnel Hong Kong SFC License Details (ID 28162397)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GCM Investments Hong Kong Limited
Rep
Advising on securities
2024-09-16
2025-09-01
Rep
Dealing in securities
2024-09-16
2025-09-01
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2022-04-19
2023-11-15