Personnel Hong Kong SFC License Details (ID 28171123)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	RO	Advising on futures contracts	2022-04-28	2025-02-27
	RO	Advising on securities	2022-04-28	2025-02-27
	RO	Dealing in futures contracts	2022-04-28	2025-02-27
	RO	Dealing in securities	2022-04-28	2025-02-27
	Rep	Advising on futures contracts	2022-04-20	2022-04-28
	Rep	Advising on securities	2022-04-20	2022-04-28
	Rep	Dealing in futures contracts	2022-04-20	2022-04-28
	Rep	Dealing in securities	2022-04-20	2022-04-28