Personnel SFC Licences and HKMA Registrations (ID 28196003)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2025-12-22	-
	Rep	Asset management	2025-12-22	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Asset management	2023-09-06	2025-04-27
	Rep	Dealing in securities	2023-07-19	2025-04-27
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2022-04-26	2023-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.