Personnel SFC Licences and HKMA Registrations (ID 28203216)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI9205

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BNP PARIBAS	Dealing in securities	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2022-10-19	—	Current
BNP PARIBAS	Advising on corporate finance	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2022-10-19	—	Current
BNP PARIBAS	Dealing in securities	Non-EO	—	2022-04-09	2022-10-08	Former
BNP PARIBAS	Advising on corporate finance	Non-EO	—	2022-04-09	2022-10-08	Former