Personnel SFC Licences and HKMA Registrations (ID 28274658)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2026-09-28	-
	Rep	Dealing in securities	2026-09-28	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2025-02-20	2026-07-09
	Rep	Dealing in futures contracts	2025-02-20	2026-07-09
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-05-13	2022-07-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2022-05-13	2022-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.