Personnel SFC Licences and HKMA Registrations (ID 28297210)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2025-12-04	-
	Rep	Dealing in securities	2025-12-04	-
LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2022-05-18	2023-08-10
	Rep	Advising on securities	2022-05-18	2023-08-10
	Rep	Dealing in securities	2022-05-18	2023-08-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH1373

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
NATIXIS	Dealing in securities	Non-EO	VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES	2025-12-04	—	Current
NATIXIS	Advising on securities	Non-EO	VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES	2025-12-04	—	Current
NATIXIS	Advising on corporate finance	Non-EO	VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES	2025-12-04	—	Current
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2021-09-22	2022-02-25	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2021-09-22	2022-02-25	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2021-09-22	2022-02-25	Former
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	Dealing in securities	Non-EO	—	2016-04-27	2021-07-07	Former
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	Advising on securities	Non-EO	—	2016-04-27	2021-07-07	Former
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	Advising on corporate finance	Non-EO	—	2016-04-27	2021-07-07	Former