Personnel Hong Kong SFC License Details (ID 28309198)

Personnel Hong Kong SFC License Details (ID 28309198)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2026-05-07	-
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2026-03-16	2026-04-17
	Rep	Dealing in securities	2026-03-16	2026-04-17
Goldhorse Securities Limited	Rep	Advising on securities	2026-02-04	2026-04-17
	Rep	Dealing in securities	2026-02-04	2026-04-17
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2023-03-13	2026-01-02
AJ Securities Limited	Rep	Dealing in securities	2022-05-20	2023-02-28