Personnel SFC Licences and HKMA Registrations (ID 28337448)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEB International Capital Corporation Limited	Rep	Advising on securities	2025-01-15	-
	Rep	Dealing in securities	2025-01-15	-
BOCOM International Securities Limited	Rep	Advising on securities	2022-05-26	2024-12-24
	Rep	Dealing in securities	2022-05-26	2024-12-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.