Personnel SFC Licences and HKMA Registrations (ID 28337471)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2026-02-06	-
	Rep	Asset management	2026-02-06	-
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2022-05-26	2026-01-30
	Rep	Asset management	2022-05-26	2026-01-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.