Personnel SFC Licences and HKMA Registrations (ID 28358671)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Advising on securities	2022-08-16	-
	RO	Dealing in futures contracts	2022-08-16	-
	RO	Dealing in securities	2022-08-16	-
	Rep	Advising on securities	2022-05-31	2022-08-16
	Rep	Dealing in futures contracts	2022-05-31	2022-08-16
	Rep	Dealing in securities	2022-05-31	2022-08-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.