Personnel Hong Kong SFC License Details (ID 28366177)

Personnel Hong Kong SFC License Details (ID 28366177)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2025-08-25	2026-01-15
	Rep	Advising on securities	2025-05-23	2026-01-15
	Rep	Dealing in securities	2025-05-23	2026-01-15
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2022-08-19	2024-03-14
	RO	Advising on corporate finance	2022-08-19	2024-11-05
	RO	Dealing in securities	2022-08-19	2024-11-05
	Rep	Advising on corporate finance	2022-06-02	2022-08-19
	Rep	Advising on securities	2022-06-02	2022-08-19
	Rep	Dealing in securities	2022-06-02	2022-08-19