Personnel Hong Kong SFC License Details (ID 28418912)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Conning Asia Pacific Limited	RO	Advising on securities	2022-09-08	2023-06-25
	RO	Asset management	2022-09-08	2023-06-25
	RO	Dealing in securities	2022-09-08	2023-06-25
	Rep	Advising on securities	2022-06-14	2022-09-08
	Rep	Asset management	2022-06-14	2022-09-08
	Rep	Dealing in securities	2022-06-14	2022-09-08