Personnel SFC Licences and HKMA Registrations (ID 28446048)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CN FIRST INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2026-06-17	-
	RO	Dealing in futures contracts	2025-09-03	-
	RO	Dealing in securities	2025-09-03	-
	RO	Advising on securities	2025-04-02	-
CN First Investment Management Limited	RO	Asset management	2022-12-05	-
CN FIRST INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-06-20	2025-09-03
	Rep	Dealing in securities	2022-06-20	2025-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.