Personnel SFC Licences and HKMA Registrations (ID 28446098)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Top Ace Asset Management Limited	RO	Advising on securities	2024-07-02	-
	RO	Asset management	2024-07-02	-
	Rep	Advising on securities	2022-06-20	2024-07-02
	Rep	Asset management	2022-06-20	2024-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.