Li, Chun Mo 李俊武 SFC Licences and HKMA Registrations (ID 28458420)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brookfield Advisors (Hong Kong) Limited	Rep	Advising on securities	2024-06-07	-
	Rep	Dealing in securities	2024-06-07	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2022-06-22	2024-05-24
	Rep	Dealing in securities	2022-06-22	2024-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.