Personnel Hong Kong SFC License Details (ID 28463992)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMS CAPITAL (HK) CO., LIMITED	RO	Advising on securities	2023-11-01	-
	RO	Asset management	2023-11-01	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2022-06-23	2022-06-23
	Rep	Dealing in futures contracts	2022-06-23	2022-06-23
	RO	Advising on futures contracts	2022-06-23	2023-06-08
	RO	Dealing in futures contracts	2022-06-23	2023-06-08
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2022-06-23	-
	RO	Advising on securities	2022-06-23	-
	RO	Asset management	2022-06-23	-
	RO	Dealing in futures contracts	2022-06-23	-
	RO	Dealing in securities	2022-06-23	-
	Rep	Advising on corporate finance	2022-06-23	2022-06-23
	Rep	Advising on securities	2022-06-23	2022-06-23
	Rep	Asset management	2022-06-23	2022-06-23
	Rep	Dealing in futures contracts	2022-06-23	2022-06-23
	Rep	Dealing in securities	2022-06-23	2022-06-23
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2022-06-23	2022-06-23
	Rep	Asset management	2022-06-23	2022-06-23
	RO	Advising on securities	2022-06-23	2023-06-08
	RO	Asset management	2022-06-23	2023-06-08