Personnel SFC Licences and HKMA Registrations (ID 28484403)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2026-07-23	-
	Rep	Dealing in securities	2026-07-23	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2026-07-23	-
	Rep	Dealing in securities	2026-07-23	-
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2026-03-18	2026-05-22
	Rep	Dealing in securities	2026-03-12	2026-05-22
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2023-09-14	2026-02-23
Splentide Capital Limited	Rep	Asset management	2022-06-28	2023-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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