Personnel SFC Licences and HKMA Registrations (ID 28489751)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PATRONS SECURITIES LIMITED	Rep	Advising on securities	2025-06-02	-
	Rep	Dealing in securities	2025-06-02	-
Zircon Securities (HK) Limited	Rep	Dealing in futures contracts	2024-12-11	2025-02-17
	Rep	Dealing in securities	2024-04-08	2025-02-17
China Gather Wealth Financial Company Limited	Rep	Dealing in securities	2022-06-29	2024-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.