Personnel Hong Kong SFC License Details (ID 28489756)

Personnel Hong Kong SFC License Details (ID 28489756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CFI Securities Company Limited	Rep	Dealing in securities	2026-07-06	-
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2026-07-06	-
CMB International Capital Limited	Rep	Advising on corporate finance	2024-09-17	2025-06-20
	Rep	Dealing in securities	2024-09-17	2025-06-20
CMB International Global Markets Limited	Rep	Dealing in securities	2024-09-17	2025-06-20
CMB International Securities Limited	Rep	Dealing in securities	2024-09-17	2025-06-20
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2022-06-29	2024-06-21
	Rep	Advising on securities	2022-06-29	2024-06-21
CLSA LIMITED	Rep	Dealing in securities	2022-06-29	2024-06-21