Personnel Hong Kong SFC License Details (ID 28516679)

Personnel Hong Kong SFC License Details (ID 28516679)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on futures contracts	2022-11-18	-
	RO	Advising on securities	2022-11-18	-
	RO	Asset management	2022-11-18	-
	RO	Dealing in futures contracts	2022-11-18	-
	RO	Dealing in securities	2022-11-18	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on futures contracts	2022-11-18	-
	RO	Advising on securities	2022-11-18	-
	RO	Asset management	2022-11-18	-
	RO	Dealing in securities	2022-11-18	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2022-07-05	2022-11-18
	Rep	Advising on securities	2022-07-05	2022-11-18
	Rep	Asset management	2022-07-05	2022-11-18
	Rep	Dealing in futures contracts	2022-07-05	2022-11-18
	Rep	Dealing in securities	2022-07-05	2022-11-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on futures contracts	2022-07-05	2022-11-18
	Rep	Advising on securities	2022-07-05	2022-11-18
	Rep	Asset management	2022-07-05	2022-11-18
	Rep	Dealing in securities	2022-07-05	2022-11-18