Personnel SFC Licences and HKMA Registrations (ID 28516693)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-06-03	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-06-03	-
	Rep	Dealing in securities	2025-06-03	-
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2023-02-01	2025-03-27
	Rep	Advising on securities	2023-02-01	2025-03-27
	Rep	Dealing in securities	2022-07-05	2025-03-27
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2022-07-05	2023-02-01
	Rep	Dealing in securities	2022-07-05	2023-02-01
	Rep	Dealing in futures contracts	2022-07-05	2025-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.