Lu, Zhiyi

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NAN FUNG TRINITY (HK) LIMITED	Rep	Advising on securities	2024-03-21	-
Lighthorse Asset Management (HK) Limited	Rep	Advising on securities	2022-07-06	2023-11-30
	Rep	Asset management	2022-07-06	2023-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NAN FUNG TRINITY (HK) LIMITED	Rep	Advising on securities	2024-03-21	-
Lighthorse Asset Management (HK) Limited	Rep	Advising on securities	2022-07-06	2023-11-30
	Rep	Asset management	2022-07-06	2023-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.