Personnel SFC Licences and HKMA Registrations (ID 28539371)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	Rep	Dealing in securities	2026-11-09	-
	Rep	Advising on securities	2026-09-24	-
	Rep	Asset management	2026-09-24	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-07-11	2024-07-29
	Rep	Advising on securities	2022-07-11	2024-07-29
	Rep	Dealing in securities	2022-07-11	2024-07-29
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-07-11	2024-02-19
	Rep	Advising on securities	2022-07-11	2024-02-19
	Rep	Dealing in securities	2022-07-11	2024-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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