Personnel Hong Kong SFC License Details (ID 28552105)

Personnel Hong Kong SFC License Details (ID 28552105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2026-02-06	-
	Rep	Dealing in securities	2026-02-06	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-02-06	-
	Rep	Dealing in securities	2026-02-06	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2022-07-13	2026-01-01
	Rep	Dealing in securities	2022-07-13	2026-01-01
BOCOM International Securities Limited	Rep	Advising on securities	2022-07-13	2026-01-01
	Rep	Dealing in securities	2022-07-13	2026-01-01