Personnel SFC Licences and HKMA Registrations (ID 28577578)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Optimas Capital Limited	Rep	Asset management	2026-04-21	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-07-19	2026-04-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-07-19	2026-04-02
	Rep	Dealing in securities	2022-07-19	2026-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.