Personnel SFC Licences and HKMA Registrations (ID 28583489)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2023-10-05	-
	Rep	Dealing in futures contracts	2023-08-16	-
	Rep	Dealing in securities	2023-08-16	-
DA INTERNATIONAL FINANCIAL SERVICE LIMITED	Rep	Dealing in futures contracts	2022-07-20	2023-07-21
	Rep	Dealing in securities	2022-07-20	2023-07-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.