Webb-site Legacy
En
Home
Lau, Siu Po 劉少寶 SFC Licences and HKMA Registrations (ID 28583539)
Lau, Siu Po 劉少寶
SFC ID:
BSS927
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Novel Wealth Management Limited
Rep
Asset management
2022-09-13
-
Rep
Advising on securities
2022-07-20
-
Rep
Dealing in securities
2022-07-20
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.