Personnel Hong Kong SFC License Details (ID 28588750)

Personnel Hong Kong SFC License Details (ID 28588750)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2024-12-13	-
	Rep	Advising on securities	2024-12-13	-
	Rep	Dealing in securities	2024-12-13	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-07-21	2023-07-31
	Rep	Advising on securities	2022-07-21	2023-07-31
	Rep	Dealing in securities	2022-07-21	2023-07-31
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-07-21	2023-07-31
	Rep	Advising on securities	2022-07-21	2023-07-31
	Rep	Dealing in securities	2022-07-21	2023-07-31