Personnel Hong Kong SFC License Details (ID 28602313)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	Rep	Dealing in futures contracts	2025-08-25	-
	Rep	Advising on securities	2025-07-11	-
	Rep	Dealing in securities	2025-07-11	-
CLSA LIMITED	Rep	Dealing in securities	2025-07-11	-
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2022-07-25	-
	Rep	Dealing in securities	2022-07-25	-