Personnel SFC Licences and HKMA Registrations (ID 28649643)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF International Investment Management Limited	Rep	Asset management	2025-07-02	-
	Rep	Dealing in securities	2025-07-02	-
BOCI RESEARCH LIMITED	Rep	Advising on securities	2022-08-04	2024-06-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.