Personnel SFC Licences and HKMA Registrations (ID 28655304)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2026-10-22	-
	Rep	Dealing in securities	2026-10-22	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2026-01-02	2026-07-14
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2022-08-05	2025-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.