Personnel SFC Licences and HKMA Registrations (ID 28655317)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2026-09-28	-
CMB International Securities Limited	Rep	Dealing in securities	2025-04-25	2026-08-14
CMB International Capital Limited	Rep	Advising on corporate finance	2022-08-05	2026-08-14
	Rep	Dealing in securities	2022-08-05	2026-08-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.