Personnel SFC Licences and HKMA Registrations (ID 28655362)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2026-09-29	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2022-08-05	2026-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.